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Our Relationship with You


We provide comprehensive financial planning in the context of a long-term partnership with you. Having a solid partnership is essential to effective financial planning. It is important that everyone is clear on what to expect if we are to develop and maintain a professional working relationship – one where we work towards your financial and lifestyle goals.

Keys to a Successful Relationship: What You Can Expect

You can expect that we will consistently and responsibly perform all services related to the provision, review and ongoing monitoring of the financial planning strategies we implement on your behalf. We will always:

  • Strive to acquire and maintain a thorough understanding of your financial goals and update your current financial information on a regular basis.

  • Meet with you regularly to review your Personal Financial Organizer (PFO) and explain the implications of all recommended financial planning strategies.

  • Act as your primary Financial Advisor, coordinating other related professionals as required.

  • Carefully assess and monitor your investment portfolio.

  • Treat you with utmost respect and professionalism.

Keys to a Successful Relationship: What We Can Expect

Effective communication and mutual respect are essential to a long-term partnership. A few other criteria which helps define our expectations include:

  • Your commitment to us as your Financial Advisory firm.

  • Your trust in our abilities to provide you with recommendations and advice.

  • Complete disclosure regarding your financial matters.

We take our fiduciary responsibilities seriously. All investment strategies, tax planning strategies, estate planning strategies and insurance advice will be based on the information you provide to us and will be in your best interest.

*LPL Financial does not provide tax or legal advice. Clients should consult with their personal tax and/or legal advisors regarding their personal circumstances.